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Sam Gerrety

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-23
CA RA APPROVED 2023-02-16
  • TX RA
    APPROVED
    Since 2023-02-23
  • CA RA
    APPROVED
    Since 2023-02-16

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2022 Present
Trabocca Minneapolis MN 05/2021 09/2022
Full Time Student St. Paul MN 08/2019 05/2021
Goodpointe Technology St. Paul MN 05/2019 08/2019
University Of St Thomas St Paul MN 09/2017 05/2019
Blaine Hs Blaine MN 11/2012 09/2017
Bank Of America, N.A. Chandler AZ 06/2024 Present
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 05/2021 → 09/2022
    Trabocca
    Minneapolis, MN
  • 08/2019 → 05/2021
    Full Time Student
    St. Paul, MN
  • 05/2019 → 08/2019
    Goodpointe Technology
    St. Paul, MN
  • 09/2017 → 05/2019
    University Of St Thomas
    St Paul, MN
  • 11/2012 → 09/2017
    Blaine Hs
    Blaine, MN
  • 06/2024 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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