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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-19
OH RA APPROVED 2024-01-25
  • TX RA
    APPROVED
    Since 2024-03-19
  • OH RA
    APPROVED
    Since 2024-01-25

Branch Locations

5905 E Galbraith Rd, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 10/2022 Present
Farm Credit Mid-America Louisville KY 02/2020 10/2022
Unemployed Louisville KY 01/2020 02/2020
Waystar Louisville KY 06/2019 01/2020
University Of Kentucky Lexington KY 08/2015 06/2019
Central Bluegrass Umpires Association Lexington KY 05/2014 05/2017
'LInk-Bell Construction Equipment Lexington KY 06/2018 08/2018
  • 10/2022 → Present
    Cincinnati, OH
  • 02/2020 → 10/2022
    Farm Credit Mid-America
    Louisville, KY
  • 01/2020 → 02/2020
    Unemployed
    Louisville, KY
  • 06/2019 → 01/2020
    Waystar
    Louisville, KY
  • 08/2015 → 06/2019
    University Of Kentucky
    Lexington, KY
  • 05/2014 → 05/2017
    Central Bluegrass Umpires Association
    Lexington, KY
  • 06/2018 → 08/2018
    'LInk-Bell Construction Equipment
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-24
  • S66 Uniform Combined State Law Examination
    2024-01-24

View on SEC IAPD

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