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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-30
TX RA APPROVED 2025-05-29
  • FL RA
    APPROVED
    Since 2025-06-30
  • TX RA
    APPROVED
    Since 2025-05-29

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 05/2019 03/2025
Usalliance Financial Credit Union New York NY 03/2017 05/2019
Cort Furniture Cambridge MA 10/2015 01/2017
Charles Schwab & Co., Inc Orlando FL 05/2025 Present
Schwab Wealth Advisory Inc. Orlando FL 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-22
  • S66 Uniform Combined State Law Examination
    2023-07-22

View on SEC IAPD

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