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Sean David Manning

Stifel, Nicolaus & Company, Incorporated

Shrewsbury, NJ

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-10
TX RA APPROVED 2023-01-10
  • NJ RA
    APPROVED
    Since 2023-01-10
  • TX RA
    APPROVED
    Since 2023-01-10

Branch Locations

1040 Broad Street Suite 301, Shrewsbury, NJ 07702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Simply Business Boston MA 03/2019 10/2022
University Of Rhode Island Kingston RI 09/2015 12/2018
Stifel, Nicolaus & Company, Incorporated Shrewsbury NJ 10/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
  • S66 Uniform Combined State Law Examination
    2023-01-09

View on SEC IAPD

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