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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-01-17
TX RA APPROVED 2023-01-17
  • SD RA
    APPROVED
    Since 2023-01-17
  • TX RA
    APPROVED
    Since 2023-01-17

Branch Locations

2401 W. Trevi Place Suite 101, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Black Hills Federal Credit Union Sioux Falls SD 10/2021 10/2022
Home Federal Bank / Great Western Bank Sioux Falls SD 06/2012 09/2021
Stifel, Nicolaus & Company, Incorporated Sioux Falls SD 10/2022 Present
  • 10/2021 → 10/2022
    Black Hills Federal Credit Union
    Sioux Falls, SD
  • 06/2012 → 09/2021
    Home Federal Bank / Great Western Bank
    Sioux Falls, SD
  • 10/2022 → Present
    Sioux Falls, SD
Other Businesses

1. 4J, LLC; PO Box 89106, Sioux Falls, SD 57109; Family related LLC; Passive Owner; 12/16/2010; 0 Hours per day; Not during securities trading hours; Investment-Related. 2. South Dakota Secretary of State; 500 East Capitol Avenue Ste 204 Pierre SD 57501; Government entity; notary public; 10/02/1997; 12.00hrs/year; During securities trading hours; Not Investment-Related. 3. Lifescape; 2501 West 26th Street Sioux Falls SD 57105; Provider of services to disabled individuals of all ages; Executive Board member; vote in board meetings in addition to executive board meetings; 01/01/2020; 3 hrs/month; During securities trading hours; Not Investment-Related 4. Lifescape; 2501 West 26th Street Sioux Falls SD 57105; non-profit providing services to disabled individuals; Effective January 1, 2025 I will no longer be treasurer and will be vice chair; I will continue to serve on the board of directors, executive board and finance committee; 01/01/2021; 4 hrs/month; During securities trading hours; Not Investment-Related 5. Lifescape; 2501 West 26th Street Sioux Falls SD 57105; providing services to disabled individuals of all ages.; Finance committee member; participating in finance committee meeting and voting; 01/01/2020; 3 hrs/month; During securities trading hours; Not Investment-Related 6. Lifescape; 2501 West 26th Street Sioux Falls SD 57105; Lifescape is a non-profit providing medical services to all ages; Chair of the Governing Board; lead board meetings; 01/01/2026; 4hrs/mth; During securities trading hours; Not investment related 7. Junior Achievement (JA); 300 South Phillips Avenue Sioux Falls, SD 57104; dedicated to equipping students with the knowledge and skills they need to own their economic success; Classroom volunteer teacher; leading and teaching a classroom curriculum on financial literacy with high school students; 08/01/1999; 6hrs/yr; During securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-16
  • S66 Uniform Combined State Law Examination
    2023-01-16
Other Names
  • Jay Soukup

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