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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-01-17 |
| TX | RA | APPROVED | 2023-01-17 |
Branch Locations
2401 W. Trevi Place Suite 101, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Black Hills Federal Credit Union | Sioux Falls | SD | 10/2021 | 10/2022 |
| Home Federal Bank / Great Western Bank | Sioux Falls | SD | 06/2012 | 09/2021 |
| Stifel, Nicolaus & Company, Incorporated | Sioux Falls | SD | 10/2022 | Present |
1. 4J, LLC; PO Box 89106, Sioux Falls, SD 57109; Family related LLC; Passive Owner; 12/16/2010; 0 Hours per day; Not during securities trading hours; Investment-Related. 2. South Dakota Secretary of State; 500 East Capitol Avenue Ste 204 Pierre SD 57501; Government entity; notary public; 10/02/1997; 12.00hrs/year; During securities trading hours; Not Investment-Related. 3. Lifescape; 2501 West 26th Street Sioux Falls SD 57105; Provider of services to disabled individuals of all ages; Executive Board member; vote in board meetings in addition to executive board meetings; 01/01/2020; 3 hrs/month; During securities trading hours; Not Investment-Related 4. Lifescape; 2501 West 26th Street Sioux Falls SD 57105; non-profit providing services to disabled individuals; Effective January 1, 2025 I will no longer be treasurer and will be vice chair; I will continue to serve on the board of directors, executive board and finance committee; 01/01/2021; 4 hrs/month; During securities trading hours; Not Investment-Related 5. Lifescape; 2501 West 26th Street Sioux Falls SD 57105; providing services to disabled individuals of all ages.; Finance committee member; participating in finance committee meeting and voting; 01/01/2020; 3 hrs/month; During securities trading hours; Not Investment-Related 6. Lifescape; 2501 West 26th Street Sioux Falls SD 57105; Lifescape is a non-profit providing medical services to all ages; Chair of the Governing Board; lead board meetings; 01/01/2026; 4hrs/mth; During securities trading hours; Not investment related 7. Junior Achievement (JA); 300 South Phillips Avenue Sioux Falls, SD 57104; dedicated to equipping students with the knowledge and skills they need to own their economic success; Classroom volunteer teacher; leading and teaching a classroom curriculum on financial literacy with high school students; 08/01/1999; 6hrs/yr; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-16 |
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