Eric Van Le

Prosperity - An Eisneramper Company

Owings Mills, MD

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Current Employers

Prosperity - An Eisneramper Company

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-03-11

NC RA
APPROVED

Since 2026-03-11

Branch Locations

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States

1500 Sunday Drive Suite 300, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Keller Williams Realty	Colorado Springs	CO	01/2019	12/2022
Charles Schwab	Lone Tree	CO	01/2023	07/2023
Unemployed	Colorado Springs	CO	08/2023	03/2024
Tucanos Brazilian Grill	Colorado Springs	CO	08/2018	04/2019
Student	Colorado Springs	CO	08/2018	12/2021
Tomahawk Truck Stop	Fountain	CO	07/2018	08/2018
Retired Or Never Worked	Colorado Springs	CO	08/2013	07/2018
Bryan Austin	Lakewood	CO	05/2024	02/2026
Northwestern Mutual Investment Services Llc	Lakewood	CO	05/2024	02/2026
Northwestern Mutual Wealth Management Company	Milwaukee	WI	07/2024	02/2026
Prosperity - An Eisneramper Company	Raleigh	NC	03/2026	Present
Dai Securities Llc	Atlanta	GA	03/2026	Present

01/2019 → 12/2022

Keller Williams Realty

Colorado Springs, CO
01/2023 → 07/2023

Charles Schwab

Lone Tree, CO
08/2023 → 03/2024

Unemployed

Colorado Springs, CO
08/2018 → 04/2019

Tucanos Brazilian Grill

Colorado Springs, CO
08/2018 → 12/2021

Student

Colorado Springs, CO
07/2018 → 08/2018

Tomahawk Truck Stop

Fountain, CO
08/2013 → 07/2018

Retired Or Never Worked

Colorado Springs, CO
05/2024 → 02/2026

Bryan Austin

Lakewood, CO
05/2024 → 02/2026

Northwestern Mutual Investment Services Llc

Lakewood, CO
07/2024 → 02/2026

Northwestern Mutual Wealth Management Company

Milwaukee, WI
03/2026 → Present

Prosperity - An Eisneramper Company

Raleigh, NC
03/2026 → Present

Dai Securities Llc

Atlanta, GA

Other Businesses

1: Prosperity, An EisnerAmper Company; Investment Related; Raleigh, NC; Investment Analyst; 3/2026; 40 hours; 40 hours; Trade and analyze portfolios

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-04-24

S63 Uniform Securities Agent State Law Examination

2023-04-24

Designations

Other Names

Eric Le

View on SEC IAPD

Other Firms

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T. ROWE PRICE ASSOCIATES, INC.

TRUIST ADVISORY SERVICES, INC.

OBSERVATORY CAPITAL MANAGEMENT, LLC

W&S BROKERAGE SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CETERA INVESTMENT ADVISERS LLC

Other Investors

Daniel J Tambellini

CHRISTOPHER PETER PHOTIOU

Craig Michael Gross

BENJAMIN PAUL DEFELICE

SEAN PATRICK KILCOYNE

Patrick Charles Hartnett

John Joseph Fazzini

Other Offices

T. ROWE PRICE ADVISORY SERVICES, INC. · OWINGS MILLS, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Baltimore, MD

T. ROWE PRICE ASSOCIATES, INC. · OWINGS MILLS, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

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