Alec Charles Brown

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2022 → 11/2022
  Total Quality Logistics
  Tampa, FL
• 08/2021 → 03/2022
  Planet Home Lending
  Meriden, CT
• 05/2020 → 08/2020
  G&G Beverage Distributor
  Wallingford, CT
• 05/2019 → 08/2019
  G&G Beverage Distributor
  Wallingford, CT
• 05/2018 → 08/2018
  Dichello Distributors
  Orange, CT
• 08/2013 → 05/2017
  High School
  Deerfield Beach, FL
• 08/2017 → 05/2021
  University Of New Haven
  West Haven, CT
• 01/2023 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 04/2024 → Present
  Cetera Investment Advisers Llc
  Tampa, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-04-03
• S63 Uniform Securities Agent State Law Examination
  2023-09-16

Other Names

• Alec Brown