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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-04 |
| WI | RA | APPROVED | 2022-09-30 |
Branch Locations
3508 Oakwood Mall Dr, Eau Claire, WI 54701 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Eau Claire, | WI | 05/2022 | Present |
| Commodity Specialists Company | Minneapolis | MN | 06/2009 | 05/2022 |
| Bank Of America, N.A. | Eau Claire | WI | 07/2022 | Present |
Cognovi Holdings, LLC is a company, in Minneapolis, MN, primarily engaged in market making in futures and options markets and providing hedging solutions for production farming businesses. I am a silent partner, not employed by nor involved in any daily decision making duties. My ownership relationship began with the company in July of 2019. I do not devote any time to this business beyond attending semi annual shareholder meetings and periodically reviewing the financial performance of the company totaling less than one hour per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-02 |
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