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500 N Capital Of Texas Hwy Building 8, Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-29 |
Branch Locations
500 N Capital Of Texas Hwy Building 8, Suite 150, Austin, TX 78746 • United States
500 N Capital Of Texas Hwy Building 8, Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-06-04 |
Branch Locations
500 N Capital Of Texas Hwy Building 8, Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empiric Advisors, Inc. | Austin | TX | 12/2007 | Present |
Investment Committee Member of Parkland Hospital System; Dallas Texas; no relationship with Empiric; March 2023; 5 hours at most a month; none during trading hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-06-14 |
| S65 | Uniform Investment Adviser Law Examination | 2008-06-02 |
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