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Kelsey A Swigart

LPl Financial LLC

Williamsburg, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-11-03
  • VA RA
    APPROVED
    Since 2023-11-03

Branch Locations

325 Mclaws Circle Ste 2, Williamsburg, VA 23185-6341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Newport News VA 10/2022 07/2023
Point Comfort Wealth Management Williamsburg VA 10/2022 Present
Truist Bank Williamsburg VA 06/2016 10/2022
Lpl Financial Llc Williamsburg VA 07/2023 Present
  • 10/2022 → 07/2023
    Lpl Financial Llc
    Newport News, VA
  • 10/2022 → Present
    Point Comfort Wealth Management
    Williamsburg, VA
  • 06/2016 → 10/2022
    Truist Bank
    Williamsburg, VA
  • 07/2023 → Present
    Lpl Financial Llc
    Williamsburg, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-02
  • S66 Uniform Combined State Law Examination
    2023-11-02
Other Names
  • Kelsey A Wilker

View on SEC IAPD

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Other Investors

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SHARI L BARKER
Beth L Brauner
DAVID ROSS CLEMENS
PETER JAMES KOKOLIS
JOHN JAMES KOKOLIS
LARRY STEPHEN GOLUB

Other Offices

MORGAN STANLEY · Williamsburg, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WILLIAMSBURG, VA
AMERIPRISE FINANCIAL SERVICES, LLC · Williamsburg, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Willliamsburg, VA
TENZING FINANCIAL LLC · WILLIAMSBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Williamsburg, VA
LEVEL FOUR ADVISORY SERVICES · WILLIAMSBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Williamsburg, VA

More in Williamsburg, VA

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