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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-08-31 |
| IL | RA | APPROVED | 2012-12-05 |
Branch Locations
17W220 22Nd St. Ste. 300, Oakbrook Terrace, IL 60181 • United States
3255 N Arlington Heights Rd. Ste. 503, Arlington Heights, IL 60004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insruance Company | Indianapolis | IN | 05/2007 | Present |
| Oakcrest Capital Llc | Indianapolis | IL | 11/2012 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 12/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 12/2012 | Present |
1) RYAN NIETERT, INDEPENDENT INSURANCE AGENT, 17 W 220 22ND ST, STE 300/BOX 4, OAKBROOK TERRACE, IL, 10/01/2007 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30 HR/MO - 1/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2012 AS ADVISORY REP OF A RIA. INV REL - 50 HR/WK - 40/TRADING. 12/03/12 3) OAKCREST CAPITAL LLC, 17 W 220 22ND ST, STE 300/BOX 4, OAKBROOK TERRACE, IL, PRESIDENT/DBA WITH WIFE, 11/30/12, NIR, 40 HR/,MO- 40/TRADING HR. 4) OAKCREST TAX AND ACCOUNTING GROUP, LLC, 17 W 220 22ND ST, STE 300/BOX 4, OAKBROOK TERRACE, IL, 08/02/2021. CPA, TAX PREP, ACCOUNTING SERVICES, ENROLLED AGENT. INV REL-1/MO-0/TRADING. 5) OAKCREST CAPITAL LLC, 17 W 220 22ND ST, STE 300/ BOX 4, OAKBROOK TERRACE, IL, 04/03/2019. CERTIFIED DIVORCE FINANCIAL ANALYST. INV REL-5 HR/MO-2/TRADING. 6) OAKCREST CAPITAL, LLC, 17 W 220 22ND ST, STE 300/BOX 4, OAKBROOK TERRACE, IL, VARO REFERRAL RELATIONSHIP/ CONSULTANT, 03/03/21, NIR, 1 HR/MO- 0/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-11 |
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