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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-11-16 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 10/2022 | Present |
| First Trust Adviors L.P. | Wheaton | IL | 10/2022 | Present |
| Magid | New York | NY | 11/2020 | 10/2022 |
| Magid | New York | NY | 07/2019 | 11/2020 |
| Iwco Direct | Chanhassen | MN | 05/2018 | 08/2018 |
| Magid | Minneapolis | MN | 05/2017 | 05/2018 |
| Uw-Madison Research | Madison | WI | 10/2015 | 10/2017 |
| Minnetonka Youth Lacrosse | Minnetonka | MN | 06/2013 | 05/2017 |
| Windsong Farm Golf Club | Independence | MN | 08/2011 | 08/2017 |
| Unemployed | New York | NY | 08/2018 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-26 |
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