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Maximilian Soares

Charles Schwab & Co., Inc.

Upland, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-26
  • CA RA
    APPROVED
    Since 2026-05-26

Branch Locations

1890 N. Campus Avenue, Upland, CA 91784-1650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. San Francisco CA 11/2021 09/2022
J.P. Morgan Securities Llc San Francisco CA 10/2022 12/2025
Oakley San Francisco CA 08/2019 11/2021
Club Demonstration Services Montclair CA 03/2019 07/2019
Amazon.cOm, Inc. Rialto CA 01/2020 01/2020
Full Time Education Fontana CA 10/2012 04/2018
Greystone Catering Fontana CA 05/2018 09/2018
Unemployed Fontana CA 10/2018 02/2019
Charles Schwab & Co., Inc. Upland CA 01/2026 Present
Charles Schwab Bank, Ssb Upland CA 01/2026 Present
  • 11/2021 → 09/2022
    Jp Morgan Chase Bank, N.A.
    San Francisco, CA
  • 10/2022 → 12/2025
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 08/2019 → 11/2021
    Oakley
    San Francisco, CA
  • 03/2019 → 07/2019
    Club Demonstration Services
    Montclair, CA
  • 01/2020 → 01/2020
    Amazon.cOm, Inc.
    Rialto, CA
  • 10/2012 → 04/2018
    Full Time Education
    Fontana, CA
  • 05/2018 → 09/2018
    Greystone Catering
    Fontana, CA
  • 10/2018 → 02/2019
    Unemployed
    Fontana, CA
  • 01/2026 → Present
    Charles Schwab & Co., Inc.
    Upland, CA
  • 01/2026 → Present
    Charles Schwab Bank, Ssb
    Upland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-26
S63 Uniform Securities Agent State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2026-05-26
  • S63 Uniform Securities Agent State Law Examination
    2023-03-10
Other Names
  • Maximilian Soares
  • Maximilian M Soares

View on SEC IAPD

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Other Offices

TRINITY FINANCIAL PARTNERS · UPLAND, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · UPLAND, CA
TRINITY CAPITAL MANAGEMENT, LLC · Upland, CA
J.P. MORGAN SECURITIES LLC · UPLAND, CA
WELLS FARGO CLEARING SERVICES, LLC · UPLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALTA LOMA, CA
J.P. MORGAN SECURITIES LLC · RANCHO CUCAMONGA, CA
EDWARD JONES · ALTA LOMA, CA

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