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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-12-04
CA RA APPROVED 2024-02-22
  • VA RA
    APPROVED
    Since 2025-12-04
  • CA RA
    APPROVED
    Since 2024-02-22

Branch Locations

1433 Foothill Blvd., Suite 200, La Canada, CA 91011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merlin Financial Services Glendale CA 11/2022 12/2023
Sunrun Orange County CA 02/2020 08/2022
W's China Bistro Redondo Beach CA 03/2013 02/2020
Park Avenue Securities Glendale CA 01/2024 03/2026
Guardian Life Insurance Company Glendale CA 07/2022 03/2026
Guardian Life Insurance Company Torrance CA 06/2024 Present
Park Avenue Securities Torrance CA 06/2024 Present
Guardian Life Insurance Company La Canada CA 03/2026 Present
Park Avenue Securities La Canada CA 03/2026 Present
  • 11/2022 → 12/2023
    Merlin Financial Services
    Glendale, CA
  • 02/2020 → 08/2022
    Sunrun
    Orange County, CA
  • 03/2013 → 02/2020
    W's China Bistro
    Redondo Beach, CA
  • 01/2024 → 03/2026
    Park Avenue Securities
    Glendale, CA
  • 07/2022 → 03/2026
    Guardian Life Insurance Company
    Glendale, CA
  • 06/2024 → Present
    Guardian Life Insurance Company
    Torrance, CA
  • 06/2024 → Present
    Park Avenue Securities
    Torrance, CA
  • 03/2026 → Present
    Guardian Life Insurance Company
    La Canada, CA
  • 03/2026 → Present
    Park Avenue Securities
    La Canada, CA
Other Businesses

1) North Redondo Beach Business Association-BOD, Treasurer Nature of Business: Business Association, , Start date: 07/25/2025, Address: 1525 Aviation Blvd. #171 Redondo Beach, CA 90278, Duties: help prepare the monthly statement for approval from the board, help organize the balance sheet, and sit on as a member of the budget committee. 3 total hours per month; 2 during securities trading hours, Not investment related, 2) Insurance Outside of Guardian, Start date: 09/12/2025, Address: 888 South Harrison Street, Suite 900 Fort Wayne, IN 46802, 1 total hour per month; 1 during securities trading hours, Investment related, <10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-17
  • S66 Uniform Combined State Law Examination
    2024-02-17

View on SEC IAPD

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