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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-12-04 |
| CA | RA | APPROVED | 2024-02-22 |
Branch Locations
1433 Foothill Blvd., Suite 200, La Canada, CA 91011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merlin Financial Services | Glendale | CA | 11/2022 | 12/2023 |
| Sunrun | Orange County | CA | 02/2020 | 08/2022 |
| W's China Bistro | Redondo Beach | CA | 03/2013 | 02/2020 |
| Park Avenue Securities | Glendale | CA | 01/2024 | 03/2026 |
| Guardian Life Insurance Company | Glendale | CA | 07/2022 | 03/2026 |
| Guardian Life Insurance Company | Torrance | CA | 06/2024 | Present |
| Park Avenue Securities | Torrance | CA | 06/2024 | Present |
| Guardian Life Insurance Company | La Canada | CA | 03/2026 | Present |
| Park Avenue Securities | La Canada | CA | 03/2026 | Present |
1) North Redondo Beach Business Association-BOD, Treasurer Nature of Business: Business Association, , Start date: 07/25/2025, Address: 1525 Aviation Blvd. #171 Redondo Beach, CA 90278, Duties: help prepare the monthly statement for approval from the board, help organize the balance sheet, and sit on as a member of the budget committee. 3 total hours per month; 2 during securities trading hours, Not investment related, 2) Insurance Outside of Guardian, Start date: 09/12/2025, Address: 888 South Harrison Street, Suite 900 Fort Wayne, IN 46802, 1 total hour per month; 1 during securities trading hours, Investment related, <10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-17 |
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