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Nina Babayan

Wells Fargo Clearing Services, LLC

La Canada, CA

Encino, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-09
  • CA RA
    APPROVED
    Since 2021-12-09

Branch Locations

555 Foothill Blvd, La Canada, CA 91011 • United States

15760 Ventura Blvd Ste 1250 [Rbo], Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank La Canada CA 03/2016 07/2021
Jp Morgan Securities Llc La Canada CA 03/2016 07/2021
Wells Fargo Clearing Services, Llc La Canada CA 08/2021 Present
Wells Fargo Bank, Na La Canada CA 08/2021 Present
  • 03/2016 → 07/2021
    Jp Morgan Chase Bank
    La Canada, CA
  • 03/2016 → 07/2021
    Jp Morgan Securities Llc
    La Canada, CA
  • 08/2021 → Present
    Wells Fargo Clearing Services, Llc
    La Canada, CA
  • 08/2021 → Present
    Wells Fargo Bank, Na
    La Canada, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-08
S63 Uniform Securities Agent State Law Examination 2016-04-27
  • S66 Uniform Combined State Law Examination
    2021-12-08
  • S63 Uniform Securities Agent State Law Examination
    2016-04-27

View on SEC IAPD

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Other Investors

Nancy Barillas Vega
Edward J Hawrylo
PETER TRAN
RICARDO EIJI HIGUCHI
Daniel T. Devonald
Sean Mounce
John B. Darmanian
HENRY HUDSON NORMAN

Other Offices

U.S. BANCORP ADVISORS, LLC · La Canada, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LA CANADA FLINTRIDGE, CA
CITIGROUP GLOBAL MARKETS INC. · La Canada Flintridge, CA
GLEN AULIN MANAGEMENT, LLC · LA CANADA FLINTRIDGE, CA
PARK AVENUE SECURITIES LLC · La Canada, CA
LPL FINANCIAL LLC · MONTROSE, CA
PARK AVENUE SECURITIES LLC · MONTROSE, CA
LOMBARD STREET CAPITAL MANAGEMENT GP, LLC · GLENDALE, CA

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