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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-27 |
| CA | RA | APPROVED | 2026-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Riverside | CA | 04/2026 | Present |
| Western Governors University | Millcreek | UT | 03/2026 | Present |
| Chaffey College | Rancho Cucamonga | CA | 06/2020 | 12/2023 |
| Stater Bros. Markets | Fontana | CA | 04/2020 | 07/2020 |
| Amazon | San Bernardino | CA | 06/2020 | 08/2020 |
| Target | Fontana | CA | 10/2020 | 02/2021 |
| Selectquote | Overland Park | KS | 09/2021 | 01/2022 |
| Marshall Life And Financial | Redlands | CA | 01/2022 | 11/2022 |
| Vision Solved Wealth Management | Riverside | CA | 11/2022 | 04/2026 |
| Unemployed | Unemployed | CA | 02/2021 | 09/2021 |
| Jurupa Hills High School | Fontana | CA | 01/2010 | 07/2020 |
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 10/2022 | 04/2026 |
| Bank Of America, N.A. | Riverside | CA | 06/2026 | Present |
I*: 4515284 Entity Type: For Profit Name of the other business Shift Studios LA, LLC Investment-related: No Address of the other business Sacramento, CA Title, or relationship with the other business Owner Start date of your relationship 01/10/2025 Approximate number of hours/month you devote to the other business 1 Monthly Number of hours you devote to the other business during securities trading hours 0 Hours Per Month 0 Briefly describe your duties relating to the other business: This is a Non-Investment related business. I'm the owner/operations manager. The business is a clothing business that does not generate profit nor sales. I dedicated 1 hour a week towards this venture, and do not expect to be receiving income it anytime soon. I'm expected to run the operations of the entity, but it has not hit the ground running.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-14 |
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