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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-05
VA RA APPROVED 2026-06-04
  • TX RA
    APPROVED_RES
    Since 2026-08-05
  • VA RA
    APPROVED
    Since 2026-06-04

Branch Locations

7701 Donegan Dr, Manassas, VA 20109 • United States

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Gainesville VA 10/2022 04/2026
Wells Fargo Bank, Na Gainesville VA 10/2022 04/2026
Unemployed Bristow VA 01/2019 10/2022
Unemployed Singapore 12/2018 01/2019
Parkway Hospitals, Laboratory Services Singapore 05/2015 08/2018
Air Liquide Singapore 09/2018 12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 04/2026 Present
Bank Of America, N.A. Vienna VA 06/2026 Present
  • 10/2022 → 04/2026
    Gainesville, VA
  • 10/2022 → 04/2026
    Wells Fargo Bank, Na
    Gainesville, VA
  • 01/2019 → 10/2022
    Unemployed
    Bristow, VA
  • 12/2018 → 01/2019
    Unemployed
    Singapore
  • 05/2015 → 08/2018
    Parkway Hospitals, Laboratory Services
    Singapore
  • 09/2018 → 12/2018
    Air Liquide
    Singapore
  • 04/2026 → Present
    Vienna, VA
  • 06/2026 → Present
    Bank Of America, N.A.
    Vienna, VA
Previous Registrations
Other Businesses

I*4525271 Entity Type: N/A Name of OBA: Rental Property 1 Address: Singapore, , 329341 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 02/26/2019 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-27
S63 Uniform Securities Agent State Law Examination 2023-01-04
  • S65 Uniform Investment Adviser Law Examination
    2023-01-27
  • S63 Uniform Securities Agent State Law Examination
    2023-01-04
Other Names
  • Mee Teng Tan

View on SEC IAPD

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