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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-13 |
| VA | RA | APPROVED | 2021-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott & Stringfellow, Inc | Manassas | VA | 12/2003 | 02/2021 |
| Bb&T Securities, Llc | Manassas | VA | 01/2013 | 02/2021 |
| Truist Investment Services, Inc. | Manassas | VA | 02/2021 | Present |
| Truist Advisory Services, Inc. | Manassas | VA | 02/2021 | Present |
BENEDICTINE SISTERS POSITION: Finance Committee NATURE: I am on an advisory committee and on their Finance Committee. I do not personally invest any of their money, nor am I compensated. They are a religious order. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 9535 Linton Hall Rd, Bristow VA 20136, United States DESCRIPTION: Review finances, audits, investments, strategic planning HOPELINK, INC POSITION: Chair NATURE: I am on the board of directors of this 501(c)(3) organization that focuses on mental health. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2018 ADDRESS: Oakton VA, United States DESCRIPTION: Policy making, oversight, advocacy, and fundraising.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-26 |
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