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Inactive

Benjamin Clifford Street

Ground Swell Capital, LLC

Folly Beach, SC

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Current Employers
Ground Swell Capital, Llc

105 West Huron Avenue, Folly Beach, SC 29439 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-09-09
  • SC RA
    APPROVED
    Since 2024-09-09

Branch Locations

105 West Huron Avenue, Folly Beach, SC 29439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ground Swell Capital, Llc Folly Beach SC 08/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-08
S63 Uniform Securities Agent State Law Examination 2006-06-30
  • S65 Uniform Investment Adviser Law Examination
    2013-02-08
  • S63 Uniform Securities Agent State Law Examination
    2006-06-30
Other Names
  • Ben Street

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Folly Beach, SC
LPL FINANCIAL LLC · CHARLESTON, SC
J.P. MORGAN SECURITIES LLC · Charleston, SC
WELLS FARGO CLEARING SERVICES, LLC · CHARLESTON, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHARLESTON, SC
FIRST CITIZENS INVESTOR SERVICES, INC. · Charleston, SC
EDWARD JONES · CHARLESTON, SC
CETERA INVESTMENT ADVISERS LLC · CHARLESTON, SC

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