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John Travis Howell

Ground Swell Capital, LLC

Folly Beach, SC

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Current Employers
Ground Swell Capital, Llc

105 West Huron Avenue, Folly Beach, SC 29439 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-04-17
  • SC RA
    APPROVED
    Since 2024-04-17

Branch Locations

105 West Huron Avenue, Folly Beach, SC 29439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ground Swell Capital, Llc Folly Beach SC 05/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-10
S63 Uniform Securities Agent State Law Examination 2001-01-19
  • S65 Uniform Investment Adviser Law Examination
    2013-01-10
  • S63 Uniform Securities Agent State Law Examination
    2001-01-19

View on SEC IAPD

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Other Investors

THOMAS COURTLAND RANSONE
BENJAMIN CLIFFORD STREET
SCOTT SCHUMACHER HOWELL
KELLEN LEE COONEY
JOEY HOWARD FOXHALL
BRIAN KLUMP
ZACHARY RYAN VOLOUSKY
ERIC ALBERICO

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Folly Beach, SC
LPL FINANCIAL LLC · CHARLESTON, SC
J.P. MORGAN SECURITIES LLC · Charleston, SC
WELLS FARGO CLEARING SERVICES, LLC · CHARLESTON, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHARLESTON, SC
FIRST CITIZENS INVESTOR SERVICES, INC. · Charleston, SC
EDWARD JONES · CHARLESTON, SC
CETERA INVESTMENT ADVISERS LLC · CHARLESTON, SC

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