David Lee Stevens

Employer firm

Texas Capital Bank Private Wealth Advisors CRD 298422

$4.19B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 12/2018
  Raymond James Financial Services, Inc.
  San Antonio, TX
• 07/2016 → Present
  Texas Capital Bank
  San Antonio, TX
• 08/2016 → 12/2018
  Raymond James Financial Services Advisors Inc.
  San Antonio, TX
• 01/2019 → Present
  Chalice Capital Partners, Llc
  San Diego, CA
• 01/2019 → Present
  Texas Capital Bank Private Wealth Advisors
  San Antonio, TX

Previous Registrations

• 2016-08-17 → 2018-12-31
  Raymond James Financial Services Advisors, Inc
  San Antonio, TX
• 2008-03-03 → 2012-08-10
  Credit Suisse Securities (Usa) Llc
  Chicago, IL
  Chicago, IL

Other Businesses

Texas Capital Bank Private Wealth Advisors; San Antonio, Texas Start Date: 1/1/2019 Title: Investment Advisor 160+ hours per month; 160+ hours per month during trading hours; Yes, investment related. Job Duties: Manage investments for San Antonio clients of Texas Capital Bank Private Wealth Advisors RIA.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-29

Designations

• Certified Financial Planner

Other Names

• Dave Stevens