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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-28
  • CA RA
    APPROVED
    Since 2026-05-28

Branch Locations

17247 Colima Rd, City Of Industry, CA 91748 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Arcadia CA 10/2022 Present
Jpmorgan Chase Bank, N.A. Arcadia CA 10/2022 Present
Bank Of The West Covina CA 04/2021 01/2022
Bank Of America San Gabriel CA 01/2020 04/2021
Global Links Express Inc Los Angeles CA 06/2018 12/2019
Bank Of America San Gabriel CA 01/2022 10/2022
Sodexo Emporia KS 01/2017 02/2018
Aaf Logistics Inc. Los Angeles CA 05/2018 11/2018
Haidilao Hot Pot Industry Inc Puente Hills CA 12/2019 12/2019
Unemployed Dalian 10/2012 12/2016
Unemployed Emporia KS 03/2018 04/2018
  • 10/2022 → Present
    Arcadia, CA
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Arcadia, CA
  • 04/2021 → 01/2022
    Bank Of The West
    Covina, CA
  • 01/2020 → 04/2021
    Bank Of America
    San Gabriel, CA
  • 06/2018 → 12/2019
    Global Links Express Inc
    Los Angeles, CA
  • 01/2022 → 10/2022
    Bank Of America
    San Gabriel, CA
  • 01/2017 → 02/2018
    Sodexo
    Emporia, KS
  • 05/2018 → 11/2018
    Aaf Logistics Inc.
    Los Angeles, CA
  • 12/2019 → 12/2019
    Haidilao Hot Pot Industry Inc
    Puente Hills, CA
  • 10/2012 → 12/2016
    Unemployed
    Dalian
  • 03/2018 → 04/2018
    Unemployed
    Emporia, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-26
S63 Uniform Securities Agent State Law Examination 2022-12-29
  • S66 Uniform Combined State Law Examination
    2026-05-26
  • S63 Uniform Securities Agent State Law Examination
    2022-12-29
Other Names
  • Vincent Wei Wang
  • Vincent Wang

View on SEC IAPD

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