Nora Li

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-04-28
MO	RA	APPROVED	2023-04-28

CA RA
APPROVED

Since 2023-04-28
MO RA
APPROVED

Since 2023-04-28

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aia	Hong Kong		09/2018	11/2022
Scor	Hong Kong		11/2016	09/2018
Conning Central	Hong Kong		12/2014	10/2016
Edward Jones	St Louis	MO	11/2022	Present

09/2018 → 11/2022

Aia

Hong Kong
11/2016 → 09/2018

Scor

Hong Kong
12/2014 → 10/2016

Conning Central

Hong Kong
11/2022 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-27

S66 Uniform Combined State Law Examination

2023-04-27

View on SEC IAPD

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