Sigifredo Galicia

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 03/2022
  City Of Phoenix
  Phoenix, AZ
• 12/2018 → 08/2021
  Phoenix Children's Hospital
  Phoenix, AZ
• 01/2022 → 10/2022
  Rocket Mortgage
  Phoenix, AZ
• 11/2022 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 10/2012 → 09/2016
  Chicago Park District
  Chicago, IL
• 11/2022 → Present
  Uber
  Phoenix, AZ
• 10/2022 → 11/2022
  Amazon
  Phoenix, AZ
• 10/2021 → 12/2022
  Doordash
  Phoenix, AZ

Exams

• S66 Uniform Combined State Law Examination
  2024-07-15
• S63 Uniform Securities Agent State Law Examination
  2023-03-23

Other Names

• Sigi Galicia