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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-05
PA RA APPROVED 2023-07-05
NJ RA APPROVED 2023-06-14
  • NY RA
    APPROVED
    Since 2023-07-05
  • PA RA
    APPROVED
    Since 2023-07-05
  • NJ RA
    APPROVED
    Since 2023-06-14

Branch Locations

1000 Wyckoff Ave 3Rd Floor Suite 313, Mahwah, NJ 07430 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Digistream Investigations Haddonfield NJ 12/2019 02/2020
Allied Universal Union NJ 04/2020 10/2022
Unemployed Hawthorne NJ 01/2012 09/2019
Valic Financial Advisors, Inc. Mahwah NJ 12/2022 Present
Agia Houston TX 06/2023 Present
  • 12/2019 → 02/2020
    Digistream Investigations
    Haddonfield, NJ
  • 04/2020 → 10/2022
    Allied Universal
    Union, NJ
  • 01/2012 → 09/2019
    Unemployed
    Hawthorne, NJ
  • 12/2022 → Present
    Mahwah, NJ
  • 06/2023 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/26/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-13
  • S66 Uniform Combined State Law Examination
    2023-06-13

View on SEC IAPD

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