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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-06-25
  • DE RA
    APPROVED
    Since 2024-06-25

Branch Locations

61 Ramapo Valley Rd Ste B-1, Mahwah, NJ 07430 • United States

2055 Limestone Rd Ste 200-J, Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Wilmington DE 09/1995 Present
Pfs Investments Inc. Wilmington DE 02/1998 Present
Laland-Baptiste Llc Brooklyn NY 11/2010 Present
New York City Parks Bronx NY 10/2010 11/2021
  • 09/1995 → Present
    Primerica Financial Services
    Wilmington, DE
  • 02/1998 → Present
    Wilmington, DE
  • 11/2010 → Present
    Laland-Baptiste Llc
    Brooklyn, NY
  • 10/2010 → 11/2021
    New York City Parks
    Bronx, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-22
S63 Uniform Securities Agent State Law Examination 1998-05-18
  • S65 Uniform Investment Adviser Law Examination
    2021-11-22
  • S63 Uniform Securities Agent State Law Examination
    1998-05-18

View on SEC IAPD

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