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2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-07-01 |
Branch Locations
2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 11/2022 | 08/2024 |
| Leidos | Albuquerque | NM | 02/2022 | 11/2022 |
| Advanced Tower Solutions | Albuquerque | NM | 07/2021 | 01/2022 |
| Homepoint Financial | Ann Arbor | MI | 03/2021 | 06/2021 |
| Fidelity | Albuquerque | NM | 01/2021 | 03/2021 |
| New Mexico Mutual Casualty Company | Albuquerque | NM | 02/2018 | 09/2020 |
| Melting Pot | Albuquerque | NM | 08/2016 | 01/2018 |
| J.P. Morgan Securities Llc | Tempe | AZ | 09/2024 | 12/2025 |
| Ups | Albuquerque | NM | 11/2020 | 01/2021 |
| Unemployed | Albuquerque | NM | 10/2020 | 10/2020 |
| Thornburg Investment Management | Santa Fe | NM | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-28 |
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