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Timothy Gaulin

Wellington Shields & Co., LLC

Shelburne Falls, MA

CRD 7645144

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Employer firm

Wellington Shields & Co., LLC CRD 149021

$546M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Wellington Shields & Co., Llc

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-12-08
  • MA RA
    APPROVED
    Since 2022-12-08

Branch Locations

29 Bridge Street, Shelburne Falls, MA 01370 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverside Fitness Shelburne Falls MA 09/2016 Present
West County Cider Colrain MA 09/2019 09/2021
  • 09/2016 → Present
    Riverside Fitness
    Shelburne Falls, MA
  • 09/2019 → 09/2021
    West County Cider
    Colrain, MA
Other Businesses

Riverside Fitness Not Investment Related Shelburne Falls, MA Fitness Center Owner, Lead Coach Approximately 100 hours per month. 09/2013

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
  • S66 Uniform Combined State Law Examination
    2022-11-28
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
EGGZ
EDWARD JONES

Nearby Investors

MATTHEW JOSEPH SHERIDAN
MICHAEL SCOTT JOHNSON
Ellen Purinton

Nearby Offices

LPL FINANCIAL LLC · SHELBURNE FALLS, MA
EGGZ · CHARLEMONT, MA
EDWARD JONES · GREENFIELD, MA

More in Shelburne Falls, MA

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