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Ellen Purinton

Wellington Shields & Co., LLC

Shelburne Falls, MA

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Current Employers
Wellington Shields & Co., Llc

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-06-29
  • MA RA
    APPROVED
    Since 2021-06-29

Branch Locations

29 Bridge Street, Shelburne Falls, MA 01370 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts State Police Shelbourne MA 06/1995 02/2019
Wellington Shields & Company, Llc Charlemont MA 08/2017 Present
  • 06/1995 → 02/2019
    Massachusetts State Police
    Shelbourne, MA
  • 08/2017 → Present
    Wellington Shields & Company, Llc
    Charlemont, MA
Other Businesses

Chickley Alp Farm, not investment related, 60 W. Hawley Rd, Hawley, MA 01339, Tree Farm, Co-Owner, 1984, 20 hours per month, general maintenance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-15
S63 Uniform Securities Agent State Law Examination 2019-01-04
  • S65 Uniform Investment Adviser Law Examination
    2021-06-15
  • S63 Uniform Securities Agent State Law Examination
    2019-01-04

View on SEC IAPD

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Other Investors

MATTHEW JOSEPH SHERIDAN
MICHAEL SCOTT JOHNSON
William Robert Purinton
Timothy Gaulin
MICHAEL STEIN
Kevin John O'Neil
Nathaniel B Hussey
Gordon Thom Christiansen

Other Offices

LPL FINANCIAL LLC · SHELBURNE FALLS, MA
EGGZ · CHARLEMONT, MA
EDWARD JONES · GREENFIELD, MA
EDWARD JONES · GREENFIELD, MA
MONEY CONCEPTS CAPITAL CORP · Greenfield, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENFIELD, MA
EDWARD JONES · GREENFIELD, MA
PROSPERITEA PLANNING · GREENFIELD, MA

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