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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-03
  • TX RA
    APPROVED
    Since 2024-05-03

Branch Locations

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

505 Round Rock Ave, Round Rock, TX 78664 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Anaheim CA 10/2022 01/2024
Wells Fargo Bank, Na Anaheim CA 09/2022 01/2024
Unemployed Corona CA 02/2022 09/2022
Lowe's Anaheim CA 04/2020 02/2022
Home Depot San Antonio TX 03/2019 01/2020
Nordstrom San Antonio TX 09/2018 01/2019
Wells Fargo San Antonio TX 01/2018 08/2018
Woodforest National Bank San Antonio CA 07/2017 01/2018
Department Of Homeland Security Los Angeles And San Antonio Texas TX 04/2016 04/2017
Wells Fargo Clearing Services, Llc Round Rock TX 03/2024 Present
Wells Fargo Bank, Na Round Rock TX 09/2022 Present
  • 10/2022 → 01/2024
    Anaheim, CA
  • 09/2022 → 01/2024
    Wells Fargo Bank, Na
    Anaheim, CA
  • 02/2022 → 09/2022
    Unemployed
    Corona, CA
  • 04/2020 → 02/2022
    Lowe's
    Anaheim, CA
  • 03/2019 → 01/2020
    Home Depot
    San Antonio, TX
  • 09/2018 → 01/2019
    Nordstrom
    San Antonio, TX
  • 01/2018 → 08/2018
    Wells Fargo
    San Antonio, TX
  • 07/2017 → 01/2018
    Woodforest National Bank
    San Antonio, CA
  • 04/2016 → 04/2017
    Department Of Homeland Security
    Los Angeles And San Antonio Texas, TX
  • 03/2024 → Present
    Round Rock, TX
  • 09/2022 → Present
    Wells Fargo Bank, Na
    Round Rock, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-03
S63 Uniform Securities Agent State Law Examination 2022-12-09
  • S65 Uniform Investment Adviser Law Examination
    2024-05-03
  • S63 Uniform Securities Agent State Law Examination
    2022-12-09
Other Names
  • Salome Han
  • Salome Chun Han
  • Salome C Han

View on SEC IAPD

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