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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-11-22 |
| TX | RA | APPROVED | 2023-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Scottsdale | AZ | 09/2022 | Present |
| Unemployed | Tempe | AZ | 09/2012 | 08/2022 |
| Arizona State University | Tempe | AZ | 08/2022 | 12/2022 |
| Jpmorgan Chase Bank, N.A. | Scottsdale | AZ | 09/2022 | Present |
Entity Name: BrainAddict LLC Investment related: No "Address: www.brainaddict.io, Tempe, Arizona, 85281 No physical address, it is an online business" Nature of the other business: Tutoring Service Position/Title/Relationship: Owner/Partner Start Date: 11/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It is a tutoring service side business we are building as a hobby (Me and 2 other friends) to help local students at ASU and other colleges learn better with more personalized tutoring. Since the company is so new there are no specific roles. I help with marketing and managing the tutors at the moment. It isn't similar to my role at JPMC and doesn't interfere with it since work on the side business outside work hours and remotely over the weekend. No there is no connection to JPMC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-30 |
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