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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-06
CA RA APPROVED 2026-06-29
  • TX RA
    APPROVED
    Since 2026-08-06
  • CA RA
    APPROVED
    Since 2026-06-29

Branch Locations

16640 Ventura Blvd, Encino, CA 91436 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Montebello CA 10/2022 09/2023
Wells Fargo Na Montebello CA 10/2022 08/2023
Jpmc Bank Na (Southwest) Sun Valley CA 01/2020 09/2022
Target Pasadena CA 05/2018 08/2018
Amazon Pasadena CA 05/2019 02/2020
Ross Stores, Inc. Dublin CA 03/2019 05/2019
Jpmc Bank Na (Southwest) Sun Valley CA 09/2023 04/2026
J.P. Morgan Securities Llc Sun Valley CA 09/2023 04/2026
Unemployed Pasadena CA 09/2013 04/2018
Unemployed Pasadena CA 09/2018 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Encino CA 04/2026 Present
Bank Of America, N.A. Encino CA 06/2026 Present
  • 10/2022 → 09/2023
    Wells Fargo Clearing Services Llc
    Montebello, CA
  • 10/2022 → 08/2023
    Wells Fargo Na
    Montebello, CA
  • 01/2020 → 09/2022
    Jpmc Bank Na (Southwest)
    Sun Valley, CA
  • 05/2018 → 08/2018
    Target
    Pasadena, CA
  • 05/2019 → 02/2020
    Amazon
    Pasadena, CA
  • 03/2019 → 05/2019
    Ross Stores, Inc.
    Dublin, CA
  • 09/2023 → 04/2026
    Jpmc Bank Na (Southwest)
    Sun Valley, CA
  • 09/2023 → 04/2026
    J.P. Morgan Securities Llc
    Sun Valley, CA
  • 09/2013 → 04/2018
    Unemployed
    Pasadena, CA
  • 09/2018 → 02/2019
    Unemployed
    Pasadena, CA
  • 04/2026 → Present
    Encino, CA
  • 06/2026 → Present
    Bank Of America, N.A.
    Encino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-29
S63 Uniform Securities Agent State Law Examination 2023-02-03
  • S66 Uniform Combined State Law Examination
    2026-06-29
  • S63 Uniform Securities Agent State Law Examination
    2023-02-03
Other Names
  • Yuritzi Kayla Chavez

View on SEC IAPD

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