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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-14
FL RA APPROVED 2026-04-06
NH RA APPROVED 2025-06-23
CT RA APPROVED 2025-04-08
  • NY RA
    APPROVED
    Since 2026-04-14
  • FL RA
    APPROVED
    Since 2026-04-06
  • NH RA
    APPROVED
    Since 2025-06-23
  • CT RA
    APPROVED
    Since 2025-04-08

Branch Locations

197 Scott Swamp Rd., Farmington, CT 06032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Certified Financial Services Farmington CT 11/2022 01/2023
Sheesh Ventures Llc Avon CT 09/2013 09/2022
Guardian Life Insurance Company Farmington CT 01/2023 Present
Park Avenue Securities Llc Farmington CT 01/2024 Present
  • 11/2022 → 01/2023
    Certified Financial Services
    Farmington, CT
  • 09/2013 → 09/2022
    Sheesh Ventures Llc
    Avon, CT
  • 01/2023 → Present
    Guardian Life Insurance Company
    Farmington, CT
  • 01/2024 → Present
    Farmington, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-21
  • S66 Uniform Combined State Law Examination
    2025-03-21

View on SEC IAPD

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