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Travis Jeremy Holgate

LPl Financial LLC

Durango, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-08-15
  • CO RA
    APPROVED
    Since 2023-08-15

Branch Locations

484 Turner Dr. Bldg E 204, Durango, CO 81303 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Financial Advisors Lpl Financial Durango CO 12/2022 Present
Truwest Auto Durango CO 08/2018 11/2022
Action Pages Durango CO 05/2017 08/2018
Bradsby Group Durango CO 08/2016 04/2017
Lpl Financial Llc Durango CO 10/2022 Present
  • 12/2022 → Present
    Legacy Financial Advisors Lpl Financial
    Durango, CO
  • 08/2018 → 11/2022
    Truwest Auto
    Durango, CO
  • 05/2017 → 08/2018
    Action Pages
    Durango, CO
  • 08/2016 → 04/2017
    Bradsby Group
    Durango, CO
  • 10/2022 → Present
    Durango, CO
Other Businesses

1.03/30/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Legacy Financial Advisors; Investment Related; at Reported Business Location(s); Start Date 12/01/2022; 120hrs/mth; 6hrs during trading 2.07/22/2026; Durango City Lifestyle Magazine; Outside/W-2 Employment; Not Investment Related; Durango,CO; Start Date 07/27/2026; 10hrs/mth; 10hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-12
  • S66 Uniform Combined State Law Examination
    2023-08-12

View on SEC IAPD

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