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Carole Leah Rominger

Prasad Wealth Partners

Independence, OH

Durango, CO

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Current Employers
Prasad Wealth Partners

6050 Oak Tree Blvd. Suite 100, Independence, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-28
CA RA APPROVED 2025-08-27
  • CO RA
    APPROVED
    Since 2025-08-28
  • CA RA
    APPROVED
    Since 2025-08-27

Branch Locations

6050 Oak Tree Blvd. Suite 100, Independence, OH 44131 • United States

679 E. 2Nd Ave. Ste E 1-7, Durango, CO 81301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Durango CO 06/2013 06/2024
Arbor Point Advisors Durango CO 06/2013 11/2024
Osaic Wealth, Inc. Durango CO 06/2024 08/2025
Osaic Advisory Services, Llc Atlanta GA 11/2024 08/2025
Prasad Wealth Partners Independence OH 08/2025 Present
  • 06/2013 → 06/2024
    Securities America Inc
    Durango, CO
  • 06/2013 → 11/2024
    Arbor Point Advisors
    Durango, CO
  • 06/2024 → 08/2025
    Osaic Wealth, Inc.
    Durango, CO
  • 11/2024 → 08/2025
    Osaic Advisory Services, Llc
    Atlanta, GA
  • 08/2025 → Present
    Prasad Wealth Partners
    Independence, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-05
S63 Uniform Securities Agent State Law Examination 1997-03-14
  • S65 Uniform Investment Adviser Law Examination
    1998-08-05
  • S63 Uniform Securities Agent State Law Examination
    1997-03-14
Other Names
  • Carole Leah Rominger
  • Carole Leah Romingeredwards
  • Carole Edwards

View on SEC IAPD

Other Firms

STRATEGIC WEALTH PARTNERS, LTD.
SWP INVESTMENT MANAGEMENT LLC
EDGEWATER CAPITAL PARTNERS
GATEPASS CAPITAL, LLC
SPINNAKER FINANCIAL GROUP, LLC
APPALOOSA WEALTH MANAGEMENT LLC
BURNS FINANCIAL ADVISORS, INC.
M HOLDINGS SECURITIES, INC.

Other Investors

SEAN ALLEN ORICK
JAVIER ENRIQUE CORDERO CONDE
DAVID R ABATE
PETER JAMES BRUNTON
BRIAN EUGENE MARTIN
MARK M TEPPER
ANTHONY A ZABIEGALA
MICHAEL T NOWACKI

Other Offices

STRATEGIC WEALTH PARTNERS, LTD. · INDEPENDENCE, OH
SWP INVESTMENT MANAGEMENT LLC · INDEPENDENCE, OH
EDGEWATER CAPITAL PARTNERS · INDEPENDENCE, OH
GATEPASS CAPITAL, LLC · INDEPENDENCE, OH
SPINNAKER FINANCIAL GROUP, LLC · INDEPENDENCE, OH
APPALOOSA WEALTH MANAGEMENT LLC · INDEPENDENCE, OH
BURNS FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH

More in Independence, OH

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