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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-10-02
  • SC RA
    APPROVED
    Since 2023-10-02

Branch Locations

941 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Bank Of South Carolina Charleston SC 06/2020 10/2022
St. Phillips Episcopal Church Charleston SC 05/2018 06/2020
The College Of Charleston Charleston SC 08/2015 01/2020
Ubs Financial Services Inc. Charleston SC 10/2022 Present
  • 06/2020 → 10/2022
    The Bank Of South Carolina
    Charleston, SC
  • 05/2018 → 06/2020
    St. Phillips Episcopal Church
    Charleston, SC
  • 08/2015 → 01/2020
    The College Of Charleston
    Charleston, SC
  • 10/2022 → Present
    Charleston, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-02
  • S66 Uniform Combined State Law Examination
    2023-10-02

View on SEC IAPD

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