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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-02-26 |
Branch Locations
4009 E Madison St, Seattle, WA 98112 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 10/2022 | 12/2022 |
| Wells Fargo Bank, Na | Seattle | WA | 10/2022 | Present |
| Nova Kitchen And Bar | Garden Grove | CA | 04/2022 | 10/2022 |
| Seattle Great Wheel | Seattle | WA | 10/2021 | 04/2022 |
| Unemployed | Seattle | WA | 08/2021 | 10/2021 |
| Unity Technologies | Bellevue | WA | 09/2020 | 08/2021 |
| Student | Seattle | WA | 09/2019 | 09/2020 |
| Wells Fargo Bank N. A. | Seattle | WA | 01/2015 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2026-02-02 |
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