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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-05-29 |
Branch Locations
2825 N Campbell Ave, Tucson, AZ 85719 • United States
2150 W Grant Rd, Tucson, AZ 85745 • United States
2195 E River Rd [Sa-Rbo], Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 09/2022 | Present |
| Wells Fargo Bank, Na | Tucson | AZ | 07/2016 | Present |
RAM INVESTMENTS, LLC (EL HERRADERO CARNICERIA); NOT INV RELATED; GREEN VALLEY, AZ; CREW MEMBER; 03/2025; 15 HOURS PER MONTH; 0 HOURS DURING TRADING; BUTCHER SHOP IN A GROCERY STORE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-18 |
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