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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-14
  • FL RA
    APPROVED
    Since 2023-07-14

Branch Locations

1200 W Granada Blvd Unit 6B, Ormond Beach, FL 32174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ormond Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ormond Beach FL 11/2016 07/2023
Wells Fargo Advisors Financial Network, Llc Ormond Beach FL 07/2023 Present
Previous Registrations
  • 2008-04-02 → 2023-07-13
    Jacksonville, FL
    Orlando, FL
    Ormond Beach, FL
    Orlando, FL
    Ormond Beach, FL
    Ormond Beach, FL
    Orlando, FL
    Ormond Beach, FL
    Ormond Beach, FL
    Orlando, FL
    Ormond Beach, FL
Other Businesses

INTEGRATIVE WEALTH MANAGEMENT, LLC, INVT RELATED, PALM COAST, FL, 50% OWNERSHIP, START DATE 07/17/2023, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET PRACTICE. CHRISTINE CAPPS LLC; INV RELATED; PALM COAST, FL; 100% OWNERSHIP; START 07/17/2023; 0 HOURs PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-28
  • S66 Uniform Combined State Law Examination
    2008-03-28
Designations
  • Certified Financial Planner
Other Names
  • Christine Marie Mcardle
  • Christine Marie Capps

View on SEC IAPD

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