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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2024-07-12 |
Branch Locations
501 Broadway, Idaho Falls, ID 83402 • United States
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Idaho Falls | ID | 10/2022 | 05/2024 |
| Wells Fargo Bank, Na | Idaho Falls | ID | 10/2021 | 05/2024 |
| First Interstate Bank | Jackson | WY | 07/2019 | 10/2021 |
| Gowireless | Idaho Falls | ID | 02/2018 | 07/2019 |
| Smith Chevrolet | Idaho Falls | ID | 02/2017 | 02/2018 |
| Centurylink | Idaho Falls | ID | 05/2014 | 02/2017 |
| Keybank Na | Idaho Falls | ID | 05/2024 | Present |
| Key Investment Services, Llc | Brooklyn | OH | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-03 |
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