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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-01-30 |
Branch Locations
424 Main St, Ames, IA 50010 • United States
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Ames | IA | 10/2022 | Present |
| Wells Fargo Bank, Na | Ames | IA | 03/2021 | Present |
| Hy-Vee | Ames | IA | 03/2020 | 03/2021 |
| Hy-Vee | Ames | IA | 04/2017 | 03/2020 |
| Hy-Vee | Ames | IA | 04/2016 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-05 |
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