Josef Rau

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-08-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newport Beach	CA	10/2022	12/2024
Universal Container & Packaging, Llc	Chino Hills	CA	05/2019	08/2019
Payless Building Supply	Chico	CA	03/2021	06/2022
Unemployed	Tustin	CA	01/2000	04/2019
Unemployed	Chico	CA	09/2019	02/2021
Unemployed	Tustin	CA	07/2022	09/2022
California State University Chico	Chico	CA	08/2018	05/2022
Bank Of America, N.A.	Newport Beach	CA	01/2023	12/2024
Unemployed	Denver	CO	01/2025	08/2025
Bok Financial Securities, Inc.	Denver	CO	08/2025	Present
Bokf, Na	Denver	CO	08/2025	Present

10/2022 → 12/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA
05/2019 → 08/2019

Universal Container & Packaging, Llc

Chino Hills, CA
03/2021 → 06/2022

Payless Building Supply

Chico, CA
01/2000 → 04/2019

Unemployed

Tustin, CA
09/2019 → 02/2021

Unemployed

Chico, CA
07/2022 → 09/2022

Unemployed

Tustin, CA
08/2018 → 05/2022

California State University Chico

Chico, CA
01/2023 → 12/2024

Bank Of America, N.A.

Newport Beach, CA
01/2025 → 08/2025

Unemployed

Denver, CO
08/2025 → Present

Bok Financial Securities, Inc.

Denver, CO
08/2025 → Present

Bokf, Na

Denver, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-27

Other Firms