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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-27 |
| FL | RA | APPROVED | 2023-03-17 |
Branch Locations
800 Laurel Oak Drive Suites 500 & 600, Naples, FL 34108 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Fort Lauderdale | FL | 10/2022 | Present |
| Hibernian Insights, Llc | Oyster Bay | NY | 02/2022 | 10/2022 |
| Nch Healthcare System | Naples | FL | 07/2016 | 09/2021 |
| Passim Consulting, Llc | Naples | FL | 10/2021 | 10/2022 |
1) NAME OF ENTITY: Collier Resource Center ADDRESS: 12655 Collier Blvd. Naples, Florida 34116 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-profit charitable organization 501(C)(3) with the mission to serve the people of Collier County CAPACITY: Board of Directors * START DATE: 12/07/22 DUTIES: Provide support to ongoing activities and insight to strategic direction. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Goodland Shellfish Company ADDRESS: 2799 4th Avenue NE, Naples, Florida 34120 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Shellfish Wholesale CAPACITY: Owner - Passive START DATE: 02/01/23 DUTIES: Founder and passive owner - provide strategic oversight and branding HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Tanda Oysters LLC ADDRESS: 2799 4th Avenue NE, Naples, Florida 34120 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Aquaculture Farming Operation CAPACITY: Owner - Passive START DATE: 03/01/23 DUTIES: Passive owner - provider strategic insight, branding, and awareness HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Western Dressage Association of America - Florida Affiliate ADDRESS: 15502 Spring Line Lane, Fort Myers, FL 33905 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Not For Profit START DATE: 02.01.25 CAPACITY: Board of Directors DUTIES: Monthly board meetings HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (5) NAME OF ENTITY: Sarasota Manatee Association For Riding Therapy, Inc., Smart with Heart ADDRESS: 4640 Co Road 675 Bradenton Florida 34211 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: May 01, 2026 CAPACITY: Director DUTIES: Director - Board of Directors. Provide advisory support and guidance based on organization mission and strategy HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-16 |
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