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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-27
FL RA APPROVED 2023-03-17
  • TX RA
    APPROVED
    Since 2023-03-27
  • FL RA
    APPROVED
    Since 2023-03-17

Branch Locations

800 Laurel Oak Drive Suites 500 & 600, Naples, FL 34108 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Fort Lauderdale FL 10/2022 Present
Hibernian Insights, Llc Oyster Bay NY 02/2022 10/2022
Nch Healthcare System Naples FL 07/2016 09/2021
Passim Consulting, Llc Naples FL 10/2021 10/2022
  • 10/2022 → Present
    Fort Lauderdale, FL
  • 02/2022 → 10/2022
    Hibernian Insights, Llc
    Oyster Bay, NY
  • 07/2016 → 09/2021
    Nch Healthcare System
    Naples, FL
  • 10/2021 → 10/2022
    Passim Consulting, Llc
    Naples, FL
Other Businesses

1) NAME OF ENTITY: Collier Resource Center ADDRESS: 12655 Collier Blvd. Naples, Florida 34116 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-profit charitable organization 501(C)(3) with the mission to serve the people of Collier County CAPACITY: Board of Directors * START DATE: 12/07/22 DUTIES: Provide support to ongoing activities and insight to strategic direction. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Goodland Shellfish Company ADDRESS: 2799 4th Avenue NE, Naples, Florida 34120 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Shellfish Wholesale CAPACITY: Owner - Passive START DATE: 02/01/23 DUTIES: Founder and passive owner - provide strategic oversight and branding HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Tanda Oysters LLC ADDRESS: 2799 4th Avenue NE, Naples, Florida 34120 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Aquaculture Farming Operation CAPACITY: Owner - Passive START DATE: 03/01/23 DUTIES: Passive owner - provider strategic insight, branding, and awareness HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Western Dressage Association of America - Florida Affiliate ADDRESS: 15502 Spring Line Lane, Fort Myers, FL 33905 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Not For Profit START DATE: 02.01.25 CAPACITY: Board of Directors DUTIES: Monthly board meetings HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (5) NAME OF ENTITY: Sarasota Manatee Association For Riding Therapy, Inc., Smart with Heart ADDRESS: 4640 Co Road 675 Bradenton Florida 34211 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: May 01, 2026 CAPACITY: Director DUTIES: Director - Board of Directors. Provide advisory support and guidance based on organization mission and strategy HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-16
  • S66 Uniform Combined State Law Examination
    2023-03-16
Other Names
  • Allison Eve Harrison
  • Allison Krider
  • Allie Krider

View on SEC IAPD

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