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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-08
  • NY RA
    APPROVED
    Since 2023-09-08

Branch Locations

50 Stewart Avenue Ste 2, Huntington, NY 11743 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Long Island Employee Benefits Group Ltd Huntington NY 01/2010 Present
Cetera Wealth Services, Llc El Segundo CA 10/2022 Present
Vaccaro & Prisco Llp Huntington NY 01/2010 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2023 Present
  • 01/2010 → Present
    Long Island Employee Benefits Group Ltd
    Huntington, NY
  • 10/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2010 → Present
    Vaccaro & Prisco Llp
    Huntington, NY
  • 09/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: LONG ISLAND EMPLOYEE BENEFITS GROUP LTD; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EMPLOYEE BENEFITS SALES, ADMINISTRATION, AND CONSULTING; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: MANAGE EMPLOYEE BENEFITS PRACTICE, INCLUDING DAY-TO-DAY MANAGEMENT OF HEALTH INSURANCE SALES AND ADMINISTRATION, AS WELL AS SUPERVISION OF OUR THIRD-PARTY ADMINISTRATOR PRACTICE FOR RETIREMENT PLANS; 2. NAME OF OTHER BUSINESS: VACCARO & PRISCO LLP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LAW FIRM; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: HAVE NOT PROVIDED ANY LEGAL SERVICES SINCE 2013 AND DO NOT INTEND TO PROVIDE THEM AGAIN ANYTIME IN THE FUTURE; 3. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-01
S63 Uniform Securities Agent State Law Examination 2022-12-13
  • S65 Uniform Investment Adviser Law Examination
    2023-09-01
  • S63 Uniform Securities Agent State Law Examination
    2022-12-13
Other Names
  • David Vaccaro

View on SEC IAPD

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