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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-08 |
Branch Locations
50 Stewart Avenue Ste 2, Huntington, NY 11743 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Long Island Employee Benefits Group Ltd | Huntington | NY | 01/2010 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2022 | Present |
| Vaccaro & Prisco Llp | Huntington | NY | 01/2010 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2023 | Present |
1. NAME OF OTHER BUSINESS: LONG ISLAND EMPLOYEE BENEFITS GROUP LTD; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EMPLOYEE BENEFITS SALES, ADMINISTRATION, AND CONSULTING; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: MANAGE EMPLOYEE BENEFITS PRACTICE, INCLUDING DAY-TO-DAY MANAGEMENT OF HEALTH INSURANCE SALES AND ADMINISTRATION, AS WELL AS SUPERVISION OF OUR THIRD-PARTY ADMINISTRATOR PRACTICE FOR RETIREMENT PLANS; 2. NAME OF OTHER BUSINESS: VACCARO & PRISCO LLP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LAW FIRM; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: HAVE NOT PROVIDED ANY LEGAL SERVICES SINCE 2013 AND DO NOT INTEND TO PROVIDE THEM AGAIN ANYTIME IN THE FUTURE; 3. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-13 |
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