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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-07
  • CA RA
    APPROVED
    Since 2022-11-07

Branch Locations

2670 Berryessa Road, San Jose, CA 95132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank Saratoga CA 07/2014 08/2017
Unionbanc Investment Services, Llc Sunnyvale CA 08/2014 08/2017
Hsbc Bank Usa Na Cupertino CA 08/2017 09/2022
Hsbc Securities Usa Inc Cupertino CA 09/2017 09/2022
J.P. Morgan Securities Llc San Jose CA 09/2022 Present
Jpmorgan Chase Bank, N.A. San Jose CA 09/2022 Present
  • 07/2014 → 08/2017
    Mufg Union Bank
    Saratoga, CA
  • 08/2014 → 08/2017
    Unionbanc Investment Services, Llc
    Sunnyvale, CA
  • 08/2017 → 09/2022
    Hsbc Bank Usa Na
    Cupertino, CA
  • 09/2017 → 09/2022
    Hsbc Securities Usa Inc
    Cupertino, CA
  • 09/2022 → Present
    San Jose, CA
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
Other Businesses

the name of the other business; investment property whether the business is investment-related; NO the address of the other business; 20455 SW Skiver St, Oregon 97078 the nature of the other business; collecting rental income your position; owner title, or relationship with the other business; property owner the start date of your relationship; April 15 2021 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; I am the property owner of investment property, making sure always have tenant in that house.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-07
S63 Uniform Securities Agent State Law Examination 2006-08-11
  • S66 Uniform Combined State Law Examination
    2022-11-07
  • S63 Uniform Securities Agent State Law Examination
    2006-08-11
Other Names
  • Caroline Myint
  • Lwin-Mar K. Myint
  • Lwin-Mar Kaung Myint
  • Lwinmar Myint
  • Lwinmar K Myint
  • Lwin Mar Kaung Myint
  • Lwin Mar( Caroline) Kaung Myint
  • Lwin Myint

View on SEC IAPD

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