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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors | St Cloud | MN | 10/2022 | 01/2023 |
| Keplr Vision | Bloomington | IL | 07/2019 | 08/2022 |
| First Financial Bank Na | Bloomington | IL | 01/2017 | 06/2019 |
| First State Bank Of Bloomington | Bloomington | IL | 09/2009 | 12/2016 |
| Unemployed | Bloomington | IL | 08/2022 | 09/2022 |
| Cetera Advisors | St Cloud | MN | 01/2023 | 09/2024 |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 05/2023 | 09/2024 |
| Lpl Financial | Normal | IL | 09/2024 | Present |
1) 09/2024 - Non-Variable Insurance / Inv. Related / Start date 07/03/2023 - 2 Hrs per month - 5 % Time Spent 2) 09/2024 - The Drake Zimmerman Group / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 3) 09/2024 - Notary / Inv. Related / Normal, IL / Start date 01/01/2007 - 1 Hrs per month - 1 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-11 |
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