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Sarah L Graff

Rosecap Investment Advisors, LLC

Grand Junction, CO

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Current Employers
Rosecap Investment Advisors, Llc

200 Grand Ave Suite 205, Grand Junction, CO 81501 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-11-01
TX RA APPROVED 2022-11-01
  • CO RA
    APPROVED
    Since 2022-11-01
  • TX RA
    APPROVED
    Since 2022-11-01

Branch Locations

200 Grand Ave Suite 205, Grand Junction, CO 81501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rosecap Investment Advisors Grand Junction CO 05/2022 Present
Alpine Banks Of Colorado Grand Junction CO 05/2008 04/2022
  • 05/2022 → Present
    Rosecap Investment Advisors
    Grand Junction, CO
  • 05/2008 → 04/2022
    Alpine Banks Of Colorado
    Grand Junction, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-01
  • S65 Uniform Investment Adviser Law Examination
    2022-11-01
Other Names
  • Sarah L Welch

View on SEC IAPD

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