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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-30 |
| TX | RA | APPROVED | 2022-09-30 |
Branch Locations
Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dynamic | Moncton | 11/2015 | 07/2018 | |
| Mackenzie | Montreal | 07/2018 | 09/2022 | |
| First Trust Portfolios L.P. | Wheaton | IL | 09/2022 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 09/2022 | Present |
OTHER BUSINESS NAME: WRESTLING COACH. LOCATION: AUSTIN, TX. NATURE OF BUSINESS: COACHING. POSITION OR TITLE: WRESTLING COACH. RESPONSIBILITIES: COACH AND TEACH KIDS HOW TO WRESTLE. START DATE: SEP 29, 2023. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-18 |
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