Helena Rose Pereira

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-17
CA	RA	APPROVED	2025-03-04

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Scottsdale	AZ	11/2024	Present
Chaparral High Scool	Scottsdale	AZ	08/2015	08/2018
Menchie's Forzen Yogurt	Scottsdale	AZ	08/2018	08/2019
Arizona State University	Tempe	AZ	08/2019	05/2023
Matthews Real Estate Investment Services	Scottsdale	AZ	10/2021	10/2022
Merrill Lynch, Pierce, Fenner, & Smith Incorporated	North Scottsdale	AZ	09/2022	05/2023
Insight Global	Phoenix	AZ	09/2023	10/2024
Extended Travel	Geneva		06/2023	08/2023
Homesmart Corporate	Scottsdale	AZ	05/2021	07/2021
Bank Of America, N.A.	Scottsdale	AZ	01/2025	Present

11/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ
08/2015 → 08/2018

Chaparral High Scool

Scottsdale, AZ
08/2018 → 08/2019

Menchie's Forzen Yogurt

Scottsdale, AZ
08/2019 → 05/2023

Arizona State University

Tempe, AZ
10/2021 → 10/2022

Matthews Real Estate Investment Services

Scottsdale, AZ
09/2022 → 05/2023

Merrill Lynch, Pierce, Fenner, & Smith Incorporated

North Scottsdale, AZ
09/2023 → 10/2024

Insight Global

Phoenix, AZ
06/2023 → 08/2023

Extended Travel

Geneva
05/2021 → 07/2021

Homesmart Corporate

Scottsdale, AZ
01/2025 → Present

Bank Of America, N.A.

Scottsdale, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-25

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