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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-27
CA RA APPROVED 2023-07-03
  • TX RA
    APPROVED
    Since 2023-07-27
  • CA RA
    APPROVED
    Since 2023-07-03

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 09/2022 Present
University Of Dayton Athletic Department Dayton OH 08/2018 05/2022
United Wholesale Mortgage Pontiac MI 05/2021 08/2021
Kroger Montgomery OH 04/2018 05/2021
Student University Of Dayton Dayton OH 08/2018 05/2022
Unemployed Rancho Mission Viejo CA 05/2022 08/2022
Sudent Cincinnati OH 01/2010 05/2018
  • 09/2022 → Present
    Newport Beach, CA
  • 08/2018 → 05/2022
    University Of Dayton Athletic Department
    Dayton, OH
  • 05/2021 → 08/2021
    United Wholesale Mortgage
    Pontiac, MI
  • 04/2018 → 05/2021
    Kroger
    Montgomery, OH
  • 08/2018 → 05/2022
    Student University Of Dayton
    Dayton, OH
  • 05/2022 → 08/2022
    Unemployed
    Rancho Mission Viejo, CA
  • 01/2010 → 05/2018
    Sudent
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-30
  • S66 Uniform Combined State Law Examination
    2023-06-30

View on SEC IAPD

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